請問這個問題要怎麼解決呢? - 金融分析師

Doris avatar
By Doris
at 2006-10-05T13:28

Table of Contents

The Professional Conduct Statement asked,

Since becoming a candidate in the CFA Study and Examination Program,
have you been:

A.The subject of, a defendant to, or respondent in any investigation,
civil litigation, arbitration, or other action or proceeding in which
your professional conduct, in either a direct or supervisory capacity,
was at issue, or

B.The subject of a written complaint regarding your professional conduct
in either a direct or supervisory capacity?

We note that you marked, “Yes, matter currently under investigation by
CFA Institute” on the Professional Conduct Statement. According to our
records you have never disclosed a professional conduct matter to the
Professional Conduct Program.



Please advise, in writing, whether your “Yes” response was marked in
error or if you should have checked “No” or “Yes, not previously
disclosed to CFA Institute.”

這是什麼意思呀?
是要再修改什麼東西嗎?

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All Comments

Charlotte avatar
By Charlotte
at 2006-10-10T11:28
趕快去訂機票,準備去協會開聽證會囉 XD 旅途愉快
Leila avatar
By Leila
at 2006-10-10T14:03
下面寫得很清楚, 寫封信去解釋當初怎麼會回答yes...
Faithe avatar
By Faithe
at 2006-10-11T04:20
嗯 你跟我遇過一樣的問題

請大家建議我現在應該學什麼好(爬過精딠…

Skylar Davis avatar
By Skylar Davis
at 2006-10-05T08:47
※ 引述《lf2 (逼撥逼撥)》之銘言: : 呃, 我已經爬過精華區了, 可是還是想聽聽大家對我個別情況的建議, : 我現在正在找工作, 想做投資研究方面的工作, 但是不想要每天都只有找工作這件事, : 所以想加強電腦技能, 所以想請教投資業的板友線再學什麼比較實用, : 我平常最常用的軟體是excel, 但 ...

請大家建議我現在應該學什麼好(爬過精華區)

Una avatar
By Una
at 2006-10-05T02:58
呃, 我已經爬過精華區了, 可是還是想聽聽大家對我個別情況的建議, 我現在正在找工作, 想做投資研究方面的工作, 但是不想要每天都只有找工作這件事, 所以想加強電腦技能, 所以想請教投資業的板友線再學什麼比較實用, 我平常最常用的軟體是excel, 但是因為統計課需要, 也會stata跟spss, 可是都僅限 ...

CFA報名

Kristin avatar
By Kristin
at 2006-10-05T01:04
請問完成CFA報名手續後 除了在信箱收到報名資料外 還會收到其他的資料嘛 謝謝 - ...

急問 關於申請國外財工所

Kelly avatar
By Kelly
at 2006-10-04T00:03
我目前是電子所的碩二生 我想知道有修過高微跟沒修過高微 會不會對申請影響很大 因為我真的受不鳥高微了 短短兩個禮拜讓我覺得我是白癡 這禮拜就要交選課單了 希望各位前輩為我解答 感激不盡!! - ...

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Susan avatar
By Susan
at 2006-10-03T15:55
我是代我姐PO的!! ==============================以下是正文=================================== 我的問題有點複雜~ 我當初申請member的時候,因為還沒有滿三年工作經驗,所以是先申請member 可是我等了四個月,寫信去問他,對方才說 ...